An emergency manager marking a floodplain boundary on a large paper hazard map pinned to an office wall, with a printed risk assessment open on the table beside it.

Part 1 of 6

Foundations of Emergency Management

For anyone who has to explain why emergency management is more than the day of the incident: the six phases the work actually runs on, the five federal mission areas they map to, and why the first question is never which software to buy.

Response is the part that is visible. It is one sixth of the work, and the shortest.

Emergency management is more than response

Response is the part that is visible. It is one sixth of the work, and the shortest.

  1. Step 1 of 6Risk

    Find out what can actually happen here, who it would harm and how badly. Everything downstream is built on this, and it is local.

  2. Step 2 of 6Prepare

    Build the capability the risk demands — plans, people, agreements, equipment, training — before anybody needs it.

  3. Step 3 of 6Mitigate

    Change the conditions so the next event does less harm. The cheapest work in emergency management, and the least visible.

  4. Step 4 of 6Respond

    Coordinate, prioritize, resource and inform, for as long as it takes. Hours for a fire; months for a disaster.

  5. Step 5 of 6Recover

    Get the community back, and prove what happened well enough to pay for it.

  6. Step 6 of 6Learn

    Find out what did not work and change something. Without this step the loop is a circle rather than a spiral.

It is continuous. A jurisdiction that only does emergency management when the EOC is open is doing response with extra paperwork.

The five mission areas

FEMA's National Preparedness Goal organizes capability into five mission areas. Preparedness is not a sixth box beside them — it is the work of building capability across all five.

Prevention

Avoiding, stopping or interrupting a threatened or actual act, most often used of terrorism.

Protection

Securing against the threats that cannot be prevented — people, infrastructure, systems.

Mitigation

Reducing the loss of life and property by lessening the impact of what does happen.

Response

Saving lives, protecting property and the environment, and meeting basic human needs once an incident occurs.

Recovery

Restoring, and where possible improving on, what the incident took.

The core capabilities beneath these are the vocabulary a risk assessment is written in. It is worth knowing them before writing a capability gap into a grant application.

Start with risk, not software

The first question is not "what EOC software should we buy?". It is a set of much harder ones: what can happen here, what would the consequences be, what capability would we need, what capability do we have, and where is the gap?

The formal versions of those questions are the Threat and Hazard Identification and Risk Assessment, or THIRA, and the Stakeholder Preparedness Review, the SPR. The THIRA identifies the threats and hazards a community faces, describes the impacts in concrete terms, and sets capability targets from them. The SPR is the honest half: what can we actually do today, and what would we need to close the difference.

Neither is a piece of software. Both are documents a jurisdiction writes about itself, and both are the argument a purchase later has to fit inside.

The logic underneath it

Eight steps, in this order. Skipping any of them shows up later as a system nobody can justify.

  1. Step 1 of 8Identify hazards

    What can credibly happen here, drawn from your own record and your own geography.

  2. Step 2 of 8Describe impacts

    Not "a flood" but how many people, which buildings, which roads, for how long.

  3. Step 3 of 8Determine capability requirements

    What you would need to be able to do, stated as a target.

  4. Step 4 of 8Assess current capability

    What you can do today. Honestly, including the parts that depend on one person.

  5. Step 5 of 8Identify gaps

    The difference between the last two. This is the whole output.

  6. Step 6 of 8Build capability

    Plans, people, agreements, equipment, training — and sometimes technology.

  7. Step 7 of 8Exercise

    Find out whether the capability is real.

  8. Step 8 of 8Improve

    Change something, then go round again.

Risk is local. A neighboring county's assessment is not yours, and neither is a national average.

What to do next

The framework tells you what the work is. The next part is how it is actually run on the day, and where most jurisdictions find their coordination breaks.

Read: Incident Command & EOC Operations

All 6 parts of Emergency Management